Filing Details

Accession Number:
0001209191-18-057771
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-08 17:03:24
Reporting Period:
2018-11-06
Accepted Time:
2018-11-08 17:03:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
914475 Neurocrine Biosciences Inc NBIX Biological Products, (No Disgnostic Substances) (2836) 330525145
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1557146 Malcolm Lloyd-Smith 12780 El Camino Real
San Diego CA 92130
Chief Regulatory Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-11-06 5,700 $15.45 21,018 No 4 M Direct
Common Stock Disposition 2018-11-06 5,700 $110.02 15,318 No 4 S Direct
Common Stock Acquisiton 2018-11-07 3,300 $15.45 18,618 No 4 M Direct
Common Stock Disposition 2018-11-07 3,300 $110.00 15,318 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option Acquisiton 2018-11-06 5,700 $15.45 5,700 $15.45
Common Stock Non-Qualified Stock Option Acquisiton 2018-11-07 3,300 $15.45 3,300 $15.45
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
13,256 2024-10-01 No 4 M Direct
9,956 2024-10-01 No 4 M Direct
Footnotes
  1. The disposition reported in this Form 4 was effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person at least 90 days prior to the transaction date in Box 2 above. Additionally, Issuer policy restricts the Reporting Person from amending or otherwise modifying any 10b5-1 trading plan subsequent to adoption of the plan.
  2. Option granted October 1, 2014 and vested 25% upon first anniversary (October 1, 2015) and remaining 75% vested in 36 equal monthly installments beginning November 1, 2015.