Filing Details
- Accession Number:
- 0001209191-18-057749
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-08 16:32:04
- Reporting Period:
- 2018-11-07
- Accepted Time:
- 2018-11-08 16:32:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1624899 | Steris Plc | STE | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1235611 | J Michael Tokich | C/O Rutherford House, Stephensons Way Chaddesden Derby X0 DE21 6LY | Sr. Vice Pres., Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, 10 Pence Par Value | Acquisiton | 2018-11-07 | 14,500 | $36.09 | 64,958 | No | 4 | M | Direct | |
| Ordinary Shares, 10 Pence Par Value | Disposition | 2018-11-07 | 14,500 | $118.00 | 50,458 | No | 4 | S | Direct | |
| Ordinary Shares, 10 Pence Par Value | Acquisiton | 2018-11-07 | 20,000 | $29.94 | 70,458 | No | 4 | M | Direct | |
| Ordinary Shares, 10 Pence Par Value | Disposition | 2018-11-07 | 20,000 | $120.00 | 50,458 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Employee Stock Option (right to buy) | Disposition | 2018-11-07 | 14,500 | $0.00 | 14,500 | $36.09 |
| Ordinary Shares | Employee Stock Option (right to buy) | Disposition | 2018-11-07 | 20,000 | $0.00 | 20,000 | $29.94 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-05-31 | No | 4 | M | Direct | |
| 0 | 2022-05-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Ordinary Shares, 10 Pence Par Value | 3,387 | Indirect | See Footnote Below. |
Footnotes
- This exercise and sale of a total of 34,500 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on June 4, 2018.
- 25,940 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 7,000 on May 28, 2019; 4,000 on October 1, 2019; 4,700 on June 1, 2020; 6,000 on June 1, 2021; and 4,240 on May 31, 2022.
- Units representing 3,387 ordinary share equivalents are held on behalf of the Reporting Person under the STERIS Corporation 401(k) Plan as of November 7, 2018.
- This option to purchase 14,500 STERIS plc ordinary shares, which is fully vested, was received in the Merger in exchange for an option to purchase 14,500 STERIS Corporation common shares for $36.09 per share, subject to the same terms and conditions as the original STERIS stock option.
- This option to purchase 20,000 STERIS plc ordinary shares, which is fully vested, was received in the Merger in exchange for an option to purchase 20,000 STERIS Corporation common shares for $29.94 per share, subject to the same terms and conditions as the original STERIS stock option.
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