Filing Details

Accession Number:
0001127602-18-032470
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-07 20:29:06
Reporting Period:
2018-11-05
Accepted Time:
2018-11-07 20:29:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1139812 Mb Financial Inc MBFI National Commercial Banks (6021) 364460265
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1374089 J Brian Wildman C/O Mb Financial, Inc.
6111 North River Road
Rosemont IL 60018
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-11-05 4,043 $27.09 29,260 No 4 M Direct
Common Stock Acquisiton 2018-11-05 3,993 $29.80 33,253 No 4 M Direct
Common Stock Acquisiton 2018-11-05 2,301 $31.26 35,554 No 4 M Direct
Common Stock Disposition 2018-11-05 10,337 $45.07 25,217 No 4 S Direct
Common Stock Disposition 2018-11-05 4,346 $45.19 20,871 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2018-11-05 4,043 $0.00 4,043 $27.09
Common Stock Stock Option (Right to Buy) Disposition 2018-11-05 3,993 $0.00 3,993 $29.80
Common Stock Stock Option (Right to Buy) Disposition 2018-11-05 2,301 $0.00 2,301 $31.26
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-08-28 2023-08-28 No 4 M Direct
0 2015-02-26 2024-02-26 No 4 M Direct
766 2016-02-25 2025-02-25 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,578 Indirect By 401(k)
Common Stock 2,761 Indirect By Deferred Comp Plan
Common Stock 200 Indirect By IRA
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $30.33 2017-02-24 2026-02-24 4,676 4,676 Direct
Common Stock Performance Share Units $0.00 5,326 5,326 Direct
Common Stock Restricted Stock Units $0.00 2,130 2,130 Direct
Common Stock Stock Option (Right to Buy) $45.67 3,774 3,774 Direct
Common Stock Performance Share Units $0.00 3,941 3,941 Direct
Common Stock Restricted Stock Units $0.00 427 427 Direct
Common Stock Restricted Stock Units $0.00 2,364 2,364 Direct
Common Stock Stock Option (Right to Buy) $41.01 3,735 3,735 Direct
Common Stock Performance Share Units $0.00 4,389 4,389 Direct
Common Stock Restricted Stock Units $0.00 3,511 3,511 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2026-02-24 4,676 4,676 Direct
5,326 5,326 Direct
2,130 2,130 Direct
3,774 3,774 Direct
3,941 3,941 Direct
427 427 Direct
2,364 2,364 Direct
3,735 3,735 Direct
4,389 4,389 Direct
3,511 3,511 Direct
Footnotes
  1. Grant to reporting person of option to purchase shares of common stock under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests ratably over 4 years (25% per year).
  2. Option to purchase shares of common stock granted to the reporting person under Issuer's Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning on February 25, 2016).
  3. Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 24, 2017).
  4. Performance based vesting
  5. Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning February 24, 2017).
  6. Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 22, 2018).
  7. Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan. One-half of the restricted stock units are scheduled to vest on February 22, 2018 and one-half of the restricted stock units are scheduled to vest on February 22, 2019.
  8. Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning February 22, 2018).
  9. Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 28, 2019).
  10. Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning February 28, 2019).