Home > Insider Trading > Filing (0000899243-18-028478)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1320854	Freightcar America Inc.	RAIL	Railroad Equipment (3743)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1520923	S Matthew Kohnke	Two North Riverside Plaza Suite 1300 Chicago IL 60606	Vp, Finance, Cfo, Treasurer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2018-11-05	1,000	$10.08	20,231	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Option (right to buy)	$16.66	2028-01-12	44,584	44,584	Direct
Common Stock	Employee Stock Option (right to buy)	$16.66	2028-01-12	12,483	12,483	Direct
Common Stock	Performance shares	$0.00		4,466	4,466	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2028-01-12	44,584	44,584	Direct
2028-01-12	12,483	12,483	Direct
	4,466	4,466	Direct

Footnotes

On January 12, 2018 the recipient was granted 44,584 options. The options vest and become exercisable based on a trailing 90-consecutive calendar day average closing price of one share of the Issuer's common stock (the "Stock Price") in the following proportions, provided the option holder remains continuously employed by the Issuer until the applicable vesting date: 34% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $5.00 per share above the exercise price, an additional 33% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $10.00 per share above the exercise price and the final 33% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $15.00 per share above the exercise price.
On January 12, 2018 the recipient was granted 12,483 options which will vest in three equal annual installments beginning on January 12, 2019.
Each performance share represents the right to receive, at settlement, one share of common stock subject to the Issuer's achievement of performance goals.
Vesting of these performance shares depends on the Issuer's annual return on invested capital and basic earnings per share from January 1, 2017 through December 31, 2019. The target number of performance shares is reported. Between 0% and 200% of the target number of shares may vest on December 31, 2019, with the vesting percentage determined based on actual performance.