Home > Insider Trading > Filing (0001209191-18-057651)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
933974	Brooks Automation Inc	BRKS	Special Industry Machinery, Nec (3559)	043040660

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1454514	C David Gray	15 Elizabeth Drive Chelmsford MA 01824	Chief Strategy & New Business	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2018-11-05	1,154	$31.76	90,652	No	4	S	Direct
Common Stock	Acquisiton	2018-11-06	24,265	$0.00	114,917	No	4	A	Direct
Common Stock	Disposition	2018-11-06	779	$31.79	95,635	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	A	Direct
No	4	S	Direct

Footnotes

The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 4, 2018 of 3,750 restricted stock units held by the reporting person.
An initial grant of 45,000 restricted stock units (RSUs) was received on November 4, 2015 and reported on Form 4 dated November 6, 2015. The grant contained 33,750 performance-based units subject to performance-based vesting requirements, measured at the three-year period ended September 30, 2018, resulting in the achievement of 171.9%, or 58,015 of the performance-based units. This transaction represents a grant of an additional 24,265 RSUs. No amount was paid upon grant of RSUs.
The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 9, 2018.
Amount of securities beneficially owned reflects a transaction that occurred since the last filing involving 18,503 shares that would not otherwise be reportable on Form 4.