Filing Details

Accession Number:
0001209191-18-057637
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-07 17:17:02
Reporting Period:
2018-11-05
Accepted Time:
2018-11-07 17:17:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
933974 Brooks Automation Inc BRKS Special Industry Machinery, Nec (3559) 043040660
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1247436 S Stephen Schwartz C/O Brooks Automation, Inc.
15 Elizabeth Drive
Chelmsford MA 01824
Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-11-05 3,976 $31.76 513,455 No 4 S Direct
Common Stock Acquisiton 2018-11-06 83,582 $0.00 597,037 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 A Direct
Footnotes
  1. The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 4, 2018 of 12,919 restricted stock units held by the reporting person.
  2. An initial grant of 155,000 restricted stock units (RSUs) was received on November 4, 2015 and reported on Form 4 dated November 6, 2015. The grant contained 116,250 performance-based units subject to performance-based vesting requirements, measured at the three-year period ended September 30, 2018, resulting in the achievement of 171.9%, or 199,832 of the performance-based units. This transaction represents a grant of an additional 83,582 RSUs. No amount was paid upon grant of RSUs.