Filing Details

Accession Number:
0000920112-18-000269
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-07 11:31:35
Reporting Period:
2018-11-05
Accepted Time:
2018-11-07 11:31:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
920112 Heartland Financial Usa Inc HTLF State Commercial Banks (6022) 421405748
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1607747 Michael R Mccoy 1398 Central Ave
Dubuque IA 52001
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-11-05 3,544 $54.01 49,008 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 45,464 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock 2018 Director Restricted Stock Units (retainer) $0.00 460 0 Direct
Common Stock 2018 Director Restricted Stock Units $0.00 1,235 0 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
460 0 Direct
1,235 0 Direct
Footnotes
  1. Of these shares 31,036.2098 are held in Jt. Ten.
  2. These shares participate in a Dividend Reinvestment Plan.
  3. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
  4. These restricted stock units are granted under the 2012 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.
  5. HTLF Directors may elect RSUs or cash for the retainer portion of their Director Compensation