Filing Details

Accession Number:
0001294671-18-000080
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-06 16:37:27
Reporting Period:
2018-11-02
Accepted Time:
2018-11-06 16:37:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91576 Keycorp W KEY National Commercial Banks (6021) 346542451
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1379848 L Carlton Highsmith C/O Keycorp
127 Public Square
Cleveland OH 44114
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2018-11-02 6,963 $13.93 68,088 No 4 M Direct
Common Shares Disposition 2018-11-02 6,963 $18.37 61,125 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Option to Buy Disposition 2018-11-02 6,963 $0.00 6,963 $13.93
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-11-03 No 4 M Direct
Footnotes
  1. This option vested in three equal annual installments ending on November 3, 2011.
  2. This option was assumed by KeyCorp in the merger with First Niagara Financial Group, Inc. ("FNFG") and converted into a stock option exercisable for a number of whole shares (rounded down to the nearest whole share) equal to (i) the number of shares of FNFG common stock subject to such option multipled by (ii) 0.88.