Filing Details

Accession Number:
0001225208-18-015230
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-06 16:35:19
Reporting Period:
2018-11-02
Accepted Time:
2018-11-06 16:35:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1133421 Northrop Grumman Corp NOC Search, Detection, Navagation, Guidance, Aeronautical Sys (3812) 800640649
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1216503 G Wesley Bush 2980 Fairview Park Drive
Falls Church VA 22042
Chairman And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-11-02 400 $272.69 9,600 No 4 S Direct
Common Stock Disposition 2018-11-02 1,499 $276.32 8,101 No 4 S Direct
Common Stock Disposition 2018-11-02 2,000 $273.46 6,101 No 4 S Direct
Common Stock Disposition 2018-11-02 2,500 $275.37 3,601 No 4 S Direct
Common Stock Disposition 2018-11-02 3,601 $274.56 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 55,551 Indirect Held in Bush Trust No. 4
Common Stock 5,610 Indirect Held in Northrop Grumman Savings & Investment Plan
Common Stock 55,549 Indirect Held in Wesley G. Bush Rev. Trust
Common Stock 239,059 Indirect Held in WG&NF Bush Family Trust
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  2. Represents the weighted average sale price of $272.69 rounded to the nearest hundredth. The highest price at which the shares were sold was $272.85 and the lowest price at which the shares were sold was $272.53 The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
  3. Represents the weighted average sale price of $276.32 rounded to the nearest hundredth. The highest price at which the shares were sold was $276.77 and the lowest price at which the shares were sold was $276.13. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
  4. Represents the weighted average sale price of $273.46 rounded to the nearest hundredth. The highest price at which the shares were sold was $273.88 and the lowest price at which the shares were sold was $273.255. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
  5. Represents the weighted average sale price of $275.37 rounded to the nearest hundredth. The highest price at which the shares were sold was $275.68 and the lowest price at which the shares were sold was $275.04. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
  6. Represents the weighted average sale price of $274.56 rounded to the nearest hundredth. The highest price at which the shares were sold was $274.97 and the lowest price at which the shares were sold was $274.08. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
  7. Held in the Northrop Grumman Savings and Investment Plan (the "Plan"), a qualified profit sharing plan, as of November 2, 2018. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a change in units attributable to an individual though no acquisition or disposition occurred.