Filing Details

Accession Number:
0001209191-18-057403
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-06 16:28:38
Reporting Period:
2018-11-02
Accepted Time:
2018-11-06 16:28:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1357204 Dunkin' Brands Group Inc. DNKN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1187789 Nigel Travis C/O Dunkin' Brands Group, Inc.
130 Royall Street
Canton MA 02021
Exec. Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-11-02 1,945 $37.26 257,326 No 4 M Direct
Common Stock Disposition 2018-11-02 1,945 $72.30 255,381 No 4 S Direct
Common Stock Acquisiton 2018-11-05 147,630 $37.26 403,011 No 4 M Direct
Common Stock Disposition 2018-11-05 147,630 $72.35 255,381 No 4 S Direct
Common Stock Acquisiton 2018-11-06 7,395 $37.26 262,776 No 4 M Direct
Common Stock Acquisiton 2018-11-06 71,692 $47.39 334,468 No 4 M Direct
Common Stock Acquisiton 2018-11-06 70,000 $44.35 404,468 No 4 M Direct
Common Stock Disposition 2018-11-06 149,087 $72.35 255,381 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option to Purchase Common Stock Disposition 2018-11-02 1,945 $0.00 1,945 $37.26
Common Stock Option to Purchase Common Stock Disposition 2018-11-05 147,630 $0.00 147,630 $37.26
Common Stock Option to Purchase Common Stock Disposition 2018-11-06 7,395 $0.00 7,395 $37.26
Common Stock Option to Purchase Common Stock Disposition 2018-11-06 71,692 $0.00 71,692 $47.39
Common Stock Option to Purchase Common Stock Disposition 2018-11-06 70,000 $0.00 70,000 $44.35
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
155,025 2023-02-12 No 4 M Direct
7,395 2023-02-12 No 4 M Direct
0 2023-02-12 No 4 M Direct
93,677 2022-02-12 No 4 M Direct
237,852 2023-02-23 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. Theses shares were sold in multiple transactions at prices ranging from $72.30 to $72.70 inclusive. The reporting person undertakes to provide Dunkin' Brands Group, Inc., any security holder of Dunkin' Brands Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
  2. The price reported in Column 4 is a weighted average price. Theses shares were sold in multiple transactions at prices ranging from $72.30 to $72.66 inclusive. The reporting person undertakes to provide Dunkin' Brands Group, Inc., any security holder of Dunkin' Brands Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
  3. The option previously vested based on time criteria.
  4. The option vests based on time criteria (four equal annual installments that began on 02/12/2016).
  5. The option vests based on time criterial (four equal annual installments that began on 02/23/2017).