Filing Details

Accession Number:
0001273412-18-000086
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-06 10:42:01
Reporting Period:
2018-11-05
Accepted Time:
2018-11-06 10:42:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1050743 Peapack Gladstone Financial Corp PGC Commercial Banks, Nec (6029) 223537895
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1560350 L Douglas Kennedy 500 Hills Drive, Suite 300
Po Box 700
Bedminster NJ 07921-0700
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-11-05 500 $28.00 100,049 No 4 P Direct
Common Stock Acquisiton 2018-11-05 50 $27.99 100,099 No 4 P Direct
Common Stock Acquisiton 2018-11-05 100 $27.91 100,199 No 4 P Direct
Common Stock Acquisiton 2018-11-05 100 $27.86 100,299 No 4 P Direct
Common Stock Acquisiton 2018-11-05 100 $27.92 100,399 No 4 P Direct
Common Stock Acquisiton 2018-11-05 50 $27.90 100,449 No 4 P Direct
Common Stock Acquisiton 2018-11-05 50 $27.99 100,499 No 4 P Direct
Common Stock Acquisiton 2018-11-05 50 $27.88 100,549 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 11,877 Indirect Rabbi Trust
Common Stock 7,424 Indirect 401 (K)
Common Stock 4,651 Indirect Employee Stock Purchase Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Units $0.00 30,875 30,875 Direct
Common Stock Restricted Stock Units $0.00 2,660 2,660 Direct
Common Stock Restricted Stock Units $0.00 14,010 14,010 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
30,875 30,875 Direct
2,660 2,660 Direct
14,010 14,010 Direct
Footnotes
  1. 18,284 shares held in trust
  2. Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.
  3. Includes 401 (K) contributions to purchase PGC stock.
  4. Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
  5. The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.
  6. The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.
  7. Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.
  8. The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.