Filing Details

Accession Number:
0001015780-18-000107
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-05 17:48:04
Reporting Period:
2018-11-02
Accepted Time:
2018-11-05 17:48:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1015780 E Trade Financial Corp ETFC Savings Institution, Federally Chartered (6035) 942844166
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1187442 A Rodger Lawson 11 Times Square
32Nd Floor
New York NY 10036
Executive Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-11-02 5,000 $51.26 109,191 No 4 P Direct
Common Stock Acquisiton 2018-11-05 5,000 $51.27 114,191 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct