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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2018-11-05 17:42:50
Reporting Period:
Accepted Time:
2018-11-05 17:42:50
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1062231 American Axle & Manufacturing Holdings Inc AXL Motor Vehicle Parts & Accessories (3714) 383161171
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1077695 C David Dauch One Dauch Drive
Detroit MI 48211-1198
Chairman & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-11-05 88,100 $11.47 481,136 No 4 P Indirect By Family/UGMA Trusts
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Family/UGMA Trusts
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 327,039 Direct
  1. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.34 to $11.53, inclusive. The reporting person undertakes to provide the Company, any security holder, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each price within this range.
  2. Includes 95,684 shares that were contributed to a personal trust as described in footnote 3.
  3. Excludes 95,684 shares that were previously owned directly. These shares were contributed to the insider's personal trust on March 2, 2018 and are now held indirectly and reported as such herein.