Filing Details

Accession Number:
0001127602-11-007514
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2011-02-24 17:34:01
Reporting Period:
2011-02-07
Filing Date:
2011-02-24
Accepted Time:
2011-02-24 17:34:01
Original Submission Date:
2011-02-09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
906107 Equity Residential EQR Real Estate Investment Trusts (6798) 363877868
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1383436 S David Santee Two North Riverside Plaza, Suite 400
Chicago IL 60606
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Of Beneficial Interest Disposition 2011-02-08 2,533 $53.71 5,352 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Operating Partnership Units LTIP Units Acquisiton 2011-02-07 7,819 $0.00 7,819 $0.00
Common Shares Of Beneficial Interest Non-qualified Stock Option (Right to Buy) Acquisiton 2011-02-07 50,244 $0.00 50,244 $53.71
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,819 2021-02-07 No 4 A Direct
50,244 2021-02-07 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares Of Beneficial Interest 1,852 Indirect 401(k) Plan
Common Shares Of Beneficial Interest 26,702 Indirect SERP Account
Footnotes
  1. Represents the sale of shares for the payment of tax liability incurred upon the vesting of restricted shares.
  2. The price represents the weighted average price of the shares sold. The shares were sold within a range of $53.71 to $53.73. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through January 14, 2011.
  4. Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan, for the benefit of the reporting person.
  5. The Form 4 filed on February 9, 2011 is being amended to show that the reporting person was awarded 7,819 restricted limited partnership interests ("LTIP Units") in ERP Operating Limited Partnership (the "Operating Partnership"), the operating partnership of Equity Residential (the "Company"), instead of 7,819 restricted shares, as previously reported. The LTIP Units are a class of units of the Operating Partnership that, conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, are convertible by the holder into an equivalent number of OP Units of the Operating Partnership, which, subject to vesting, are redeemable by the holder for common shares of the Company on a one-for-one basis or the cash value of such shares, at the Company's option.
  6. The LTIP Units are scheduled to vest on February 7, 2014.
  7. Represents share options scheduled to vest in three equal installments on February 7, 2012, February 7, 2013 and February 7, 2014.