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Filing Details

Accession Number:: 0001091667-18-000105
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-11-02 17:40:39
Reporting Period:: 2018-10-31

Accepted Time:: 2018-11-02 17:40:39
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1091667	Charter Communications Inc.	CHTR	Cable & Other Pay Television Services (4841)	841496755

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1548771	John Bickham	C/O Charter Communications, Inc. 400 Atlantic Street Stamford CT 06901	President And Coo	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2018-10-31	81,378	$66.87	112,508	No	4	M	Direct
Class A Common Stock	Disposition	2018-10-31	81,378	$321.47	31,130	No	4	S	Direct
Class A Common Stock	Acquisiton	2018-10-31	63,294	$66.87	94,424	No	4	M	Direct
Class A Common Stock	Disposition	2018-10-31	63,294	$324.31	31,130	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Performance Vesting Stock Options	Disposition	2018-10-31	81,378	$0.00	81,378	$66.87
Class A Common Stock	Time Vesting Stock Options	Disposition	2018-10-31	63,294	$0.00	63,294	$66.87

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2022-04-30	No	4	M	Direct
0		2022-04-30	No	4	M	Direct

Footnotes

In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the exercise price and performance targets (divided by .9042) and the number of options (multiplied by .9042).
Exercise of performance-vesting stock options granted on April 30, 2012; 25,000 stock options subject to the attainment of a $125 per share hurdle (with a 4-year term); and 25,000 stock options subject to the attainment of a $150 per-share hurdle (with a 4-year term); Vesting schedule as follows: 25% first eligible to vest on April 30, 2013; 25% first eligible to vest on April 30, 2014; 25% first eligible to vest on April 30, 2015; and 25% first eligible to vest on April 30, 2016. As the grants vested before the Time Warner Cable Inc. transactions, the number of shares, exercise prices and performance targets in this footnote were not adjusted for purposes of this filing.
Includes shares held jointly with Kathy L. Bickham.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $320.00 to $323.37, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Exercise of time-vesting stock options granted on April 30, 2012. Options vest in 25% installments on each of the first four anniversaries of April 30, 2012.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $320.00 to $325.87, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.