Filing Details

Accession Number:
0000899243-18-028025
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-02 16:29:54
Reporting Period:
2018-10-31
Accepted Time:
2018-11-02 16:29:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1701758 Lovesac Co LOVE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1259062 R Andrew Heyer C/O Mistral Equity Partners
650 Fifth Avenue, 10Th Floor
New York NY 10019
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.00001 Disposition 2018-10-31 409,502 $18.05 0 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.00001 Disposition 2018-10-31 464,266 $18.05 0 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.00001 Disposition 2018-10-31 583,756 $18.05 5,416,244 No 4 S Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.00001 261,918 Indirect See Footnotes
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Warrant to Purchase Common Stock $16.00 2017-05-30 2021-06-29 187,500 187,500 Indirect
Common Stock Warrant to Purchase Common Stock $16.00 2017-05-30 2021-06-29 225,000 225,000 Indirect
Common Stock Warrant to Purchase Common Stock $16.00 2017-10-19 2021-06-29 185,500 185,500 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-06-29 187,500 187,500 Indirect
2021-06-29 225,000 225,000 Indirect
2021-06-29 185,500 185,500 Indirect
Footnotes
  1. Represents shares of common stock sold to the underwriters pursuant to an underwritten public offering that closed on October 31, 2018. The price per share received by the reporting person is equal to the public offering price of $19.00, less the underwriting discount.
  2. These securities are held by Mistral Sac Holdings, LLC ("MSH"). Mr. Heyer indirectly has sole investment and dispository power over these securities.
  3. These securities are held by Mistral Sac Holdings 3, LLC ("MSH3"). Mr. Heyer indirectly has sole investment and dispository power over these securities.
  4. These securities are held by SAC Acquisition LLC ("SAC"). Mr. Heyer indirectly has sole investment and dispository power over these shares.
  5. These securities are held by Mistral Sac Holdings 4, LLC ("MSH4"). Mr. Heyer indirectly has sole investment and dispository power over these securities.
  6. By reason of the provisions of Rule 16a-1 of the Exchange Act, Mr. Heyer may be deemed to be beneficial owners of certain of the securities that are deemed to be beneficially owned by SAC, MSH, MSH3 and MSH4. Mr. Heyer disclaims beneficial ownership of the securities owned by SAC, MSH, MSH3 and MSH4, except to the extent of Mr. Heyer's pecuniary interest therein.