Filing Details

Accession Number:
0001366561-18-000009
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-01 20:14:20
Reporting Period:
2018-10-30
Accepted Time:
2018-11-01 20:14:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1366561 Smartsheet Inc SMAR Services-Prepackaged Software (7372) 202954357
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1737534 Kara Hamilton C/O Smartsheet Inc.
10500 Ne 8Th St., Suite 1300
Bellevue WA 98004
Senior Vp Of People Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2018-10-30 30,000 $0.00 30,816 No 4 C Direct
Class A Common Stock Disposition 2018-10-30 30,000 $23.10 816 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Stock Option (right to buy Class B Common Stock) Disposition 2018-10-30 30,000 $0.00 30,000 $0.71
Class A Common Stock Class B Common Stock Acquisiton 2018-10-30 30,000 $0.00 30,000 $0.00
Class A Common Stock Class B Common Stock Disposition 2018-10-30 30,000 $0.00 30,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
39,928 2023-02-20 No 4 M Direct
30,000 No 4 M Direct
0 No 4 C Direct
Footnotes
  1. Represents the number of shares that were acquired upon conversion of Class B Common Stock to Class A Common Stock in connection with the exercise of the options listed in Table II.
  2. Includes 816 shares of Class A Common Stock acquired under the issuer's employee stock purchase plan on September 25, 2018.
  3. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the holder.
  4. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.695 to $23.66 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. The option is 100% vested.
  6. The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the option of the holder or (b) automatically upon (i) any transfer, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B Common Stock, (y) April 26, 2025 and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.
  7. The holder elected to convert the Class B common stock to Class A common stock on a 1-for-1 basis.