Filing Details

Accession Number:
0000919574-18-006937
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-01 15:33:35
Reporting Period:
2018-10-30
Accepted Time:
2018-11-01 15:33:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1574596 New Home Co Inc. NWHM () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1136704 Second Curve Capital Llc 350 5Th Avenue, Suite 4730
New York NY 10118
No No Yes No
1378438 K Thomas Brown C/o Second Curve Capital, Llc
350 5Th Avenue, Suite 4730
New York NY 10118
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Disposition 2018-10-30 15,000 $6.85 2,046,059 No 4 S Indirect By advisory clients of Second Curve Capital, LLC
Common Stock, $0.01 Par Value Disposition 2018-10-31 12,500 $7.02 2,033,559 No 4 S Indirect By advisory clients of Second Curve Capital, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By advisory clients of Second Curve Capital, LLC
No 4 S Indirect By advisory clients of Second Curve Capital, LLC
Footnotes
  1. These securities may be deemed to be beneficially owned by Second Curve Capital, LLC and Thomas K. Brown. Second Curve Capital, LLC is the investment manager of Second Curve Partners, LP, Second Curve Partners II, LP, Second Curve Partners International, Ltd., Second Curve Opportunity Fund, LP, Second Curve No Lev Fund, LP, Second Curve Vision Fund, LP, and Second Curve Vision Fund International, Ltd. Thomas K. Brown is the managing member of Second Curve Capital, LLC. Each such Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.