Filing Details

Accession Number:
0001209191-18-056688
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-10-31 17:41:14
Reporting Period:
2018-10-31
Accepted Time:
2018-10-31 17:41:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
766701 Capstead Mortgage Corp CMO Real Estate Investment Trusts (6798) 752027937
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1654522 Roy Kim 8401 N Central Expressway
Suite 800
Dallas TX 75225
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-10-31 10,000 $6.76 67,022 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Reflects the weighted average purchase price for the reported transactions. An aggregate of 10,000 shares of the Issuer's common stock were purchased on behalf of the Reporting Person in various transactions at prices ranging from $6.755 to $6.76. The Reporting Person will provide the SEC staff, the Issuer, or a security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price.