Filing Details
- Accession Number:
- 0001515690-18-000010
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-10-31 11:14:47
- Reporting Period:
- 2018-10-29
- Accepted Time:
- 2018-10-31 11:14:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1098151 | Fidelity D & D Bancorp Inc | FDBC | National Commercial Banks (6021) | 233017653 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1424800 | P Timothy O'brien | 1013 Summerfield Drive Dalton PA 18414 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-10-29 | 1,000 | $64.71 | 8,706 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-10-29 | 103 | $65.32 | 8,603 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-10-31 | 897 | $61.14 | 7,706 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | $21.60 | 2026-02-01 | 4,485 | 4,485 | Direct | |
| Common Stock | Stock Appreciation Rights | $26.17 | 2027-02-06 | 3,546 | 8,031 | Direct | |
| Common Stock | Stock Appreciation Rights | $49.50 | 2028-02-05 | 5,571 | 13,602 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2026-02-01 | 4,485 | 4,485 | Direct |
| 2027-02-06 | 3,546 | 8,031 | Direct |
| 2028-02-05 | 5,571 | 13,602 | Direct |
Footnotes
- 1. The stock shall be fully vest at the end of a three year vesting period subject to graded vesting 1/3, 1/3, and 1/3 each year or 33 1/3% vesting period per year
- 2. Once an award has vested, it shall be subject to a hold on sale restriction for two years from the date of vesting
Billionaire Hedge Funds
