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Filing Details

Accession Number:
0001062993-18-004269
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-10-30 16:18:11
Reporting Period:
2018-10-26
Accepted Time:
2018-10-30 16:18:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1641197 Easterly Acquisition Corp. EACQ () A6
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1326389 Polar Asset Management Partners Inc. 401 Bay Street
Suite 1900, P.o. Box 19
Toronto A6 M5H 2Y4
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.0001 Per Share Disposition 2018-10-26 249,000 $10.50 2,422,070 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
Footnotes
  1. The number of shares of common stock reported in column 5 of the Form 4 filed by the Reporting Person on October 23, 2018 included a typographical error. The number of shares of common stock that should have been reported in column 5 of such Form 4 is 2,671,070.
  2. Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF"), and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.