Filing Details

Accession Number:
0001246360-18-002442
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-10-30 16:07:15
Reporting Period:
2018-10-30
Accepted Time:
2018-10-30 16:07:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1302350 Jmp Group Llc JMP Security Brokers, Dealers & Flotation Companies (6211) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1398112 D Carter Mack 600 Montgomery Street, Suite 1100
San Francisco CA 94111
President No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2018-10-30 20,000 $5.00 1,064,710 No 4 P Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 303,921 Direct
Footnotes
  1. The range of prices for the common shares is from $4.98 to $5.00. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
  2. Held by the Mack Trust dated February 14, 2002.