Filing Details

Accession Number:
0001209191-18-056302
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-10-26 16:21:41
Reporting Period:
2018-10-25
Accepted Time:
2018-10-26 16:21:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1360901 Evercore Inc. EVR Investment Advice (6282) 204748747
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1369899 C Roger Altman C/O Evercore Inc.
55 East 52Nd Street
New York NY 10055
Founder And Senior Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Shares Of Class A Common Stock, Par Value $0.01 Per Share Acquisiton 2018-10-25 100,000 $0.00 283,279 No 4 C Direct
Shares Of Class A Common Stock, Par Value $0.01 Per Share Disposition 2018-10-25 100,000 $83.00 183,279 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Shares Of Class A Common Stock, Par Value $0.01 Per Share Partnership units of Evercore LP Disposition 2018-10-25 100,000 $0.00 100,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
436,784 No 4 C Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Shares Of Class B Common Stock, Par Value $0.01 Per Share 1 Direct
Shares Of Class B Common Stock, Par Value $0.01 Per Share 1 Indirect Share held in trust.
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Shares Of Class A Common Stock, Par Value $0.01 Per Share Partnership units of Evercore LP $0.00 0 287,536 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
0 287,536 Indirect
Footnotes
  1. Shares of Class A common stock were acquired upon exchange of Evercore LP partnership units, in accordance with the Evercore LP partnership agreement.
  2. This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $83.00 to $83.04 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.
  3. These securities are held for the benefit of Mr. Altman's family. Mr. Altman disclaims beneficial ownership of these securities held by the trust and he does not have voting or investment power over the trust, and the filing of this report is not an admission that Mr. Altman is the beneficial owner of these securities for the purposes of Section 16 or any other purpose.
  4. Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.