Filing Details
- Accession Number:
- 0000899243-18-027423
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-10-25 13:50:10
- Reporting Period:
- 2018-10-23
- Accepted Time:
- 2018-10-25 13:50:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1331520 | Home Bancshares Inc | HOMB | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1221852 | R Alex Lieblong | P.o. Box 966 Conway AR 72033 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-10-23 | 6,000 | $18.58 | 421,000 | No | 4 | P | Indirect | By Key Colony Fund (hedge fund managing partner) |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Key Colony Fund (hedge fund managing partner) |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock - Restricted | 5,000 | Direct | |
| Common Stock | 583,746 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $2.46 | 1,152 | 1,152 | Direct | ||
| Common Stock | Stock Option | $2.66 | 2,851 | 2,851 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 1,152 | 1,152 | Direct | |
| 2,851 | 2,851 | Direct |
Footnotes
- Restricted Stock granted on January 25, 2016 will "cliff" vest 100% three years from award date.
- Restricted Stock granted on January 20, 2017 will "cliff" vest 100% three years from award date.
- Restricted Stock granted on January 19, 2018 will vest in 33 1/3% installments over three years beginning on the first anniversary of the award date.
- The option is exercisable in five equal annual installments. The remaining option became exercisable on December 31, 2008 and expires on December 31, 2018.
- The option is exercisable in five equal annual installments. 40% of the issued option is remaining. The first 20% of the remaining option became exercisable on December 31, 2008 and expires on December 31, 2018. The last 20% of the remaining option became exercisable on December 31, 2009 and expires on December 31, 2019.
Billionaire Hedge Funds
