Filing Details
- Accession Number:
- 0001430723-18-000032
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-10-24 16:45:43
- Reporting Period:
- 2018-10-23
- Accepted Time:
- 2018-10-24 16:45:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1430723 | Servisfirst Bancshares Inc. | SFBS | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1185581 | A Thomas Broughton | 4229 Old Brook Trail Birmingham AL 35243 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-10-23 | 250 | $35.34 | 54,790 | No | 4 | P | Indirect | WIFE |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | WIFE |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 980,000 | Direct | |
| Common Stock | 7,270 | Indirect | STEP DAUGHTER |
| Common Stock | 7,020 | Indirect | STEP DAUGHTER |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | STOCK OPTION (RIGHT TO BUY) | $5.00 | 2016-11-28 | 2021-11-28 | 20,000 | 20,000 | Direct |
| Common Stock | STOCK OPTION (RIGHT TO BUY) | $15.09 | 2020-01-20 | 2025-01-20 | 20,000 | 40,000 | Direct |
| Common Stock | STOCK OPTION (RIGHT TO BUY) | $18.57 | 2018-06-15 | 2023-06-15 | 13,000 | 53,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-11-28 | 20,000 | 20,000 | Direct |
| 2025-01-20 | 20,000 | 40,000 | Direct |
| 2023-06-15 | 13,000 | 53,000 | Direct |
Footnotes
- The reporting person disclaims beneficial ownership of the shares held by his wife and his step daughters, and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
Billionaire Hedge Funds
