Filing Details

Accession Number:
0000950103-18-012381
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-10-24 14:06:07
Reporting Period:
2018-10-22
Accepted Time:
2018-10-24 14:06:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1616533 Smart Global Holdings Inc. SGH () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1344018 A Jack Pacheco C/O Smart Modular Technologies, Inc.
39870 Eureka Drive
Newark CA 94560
Executive Vp, Cfo, Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2018-10-22 7,500 $11.55 99,394 No 4 M Direct
Ordinary Shares Disposition 2018-10-22 6,704 $29.07 92,690 No 4 S Direct
Ordinary Shares Disposition 2018-10-22 796 $29.53 91,894 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Employee Stock Options (right to buy) Disposition 2018-10-22 7,500 $0.00 7,500 $11.55
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
753 2026-05-23 No 4 M Direct
Footnotes
  1. The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on 10/25/17 as modified on 08/03/2018.
  2. The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $28.40 to $29.39. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  3. The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $29.41 to $29.88. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  4. The original option vested 50% in May 2017 with the remainder vesting quarterly through May 2018.