Filing Details

Accession Number:
0001225208-18-014834
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-10-23 16:20:11
Reporting Period:
2018-10-19
Accepted Time:
2018-10-23 16:20:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
16918 Constellation Brands Inc. STZ Beverages (2080) 160716709
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1245563 Richard Sands C/O Constellation Brands, Inc.
207 High Point Drive, Building 100
Victor NY 14564
Chairman Of The Board Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2018-10-19 137,924 $0.00 346,525 No 4 C Direct
Class A Common Stock Disposition 2018-10-19 14,637 $225.46 331,888 No 4 S Direct
Class A Common Stock Disposition 2018-10-19 30,461 $224.28 301,427 No 4 S Direct
Class A Common Stock Disposition 2018-10-19 92,826 $223.17 208,601 No 4 S Direct
Class A Common Stock Acquisiton 2018-10-22 10,849 $0.00 219,450 No 4 C Direct
Class A Common Stock Disposition 2018-10-22 10,849 $224.08 208,601 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class 1 (convertible) Common Stock Acquisiton 2018-10-19 137,924 $11.85 137,924 $0.00
Class A Common Stock Class 1 (convertible) Common Stock Disposition 2018-10-19 137,924 $0.00 137,924 $0.00
Class 1 Common Stock Non-Qualified Stock Option (right to buy) Disposition 2018-10-19 137,924 $0.00 137,924 $11.85
Class A Common Stock Class 1 (convertible) Common Stock Acquisiton 2018-10-22 10,849 $11.85 10,849 $0.00
Class A Common Stock Class 1 (convertible) Common Stock Disposition 2018-10-22 10,849 $0.00 10,849 $0.00
Class 1 Common Stock Non-Qualified Stock Option (right to buy) Disposition 2018-10-22 10,849 $0.00 10,849 $11.85
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
137,924 No 4 M Direct
0 No 4 C Direct
581,276 2019-04-06 No 4 M Direct
10,849 No 4 M Direct
0 No 4 C Direct
570,427 2019-04-06 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 5,620,092 Indirect by RRA&Z Holdings LLC
Class A Common Stock 15,720 Indirect By Spouse
Footnotes
  1. The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.
  2. Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $224.78 to $225.75, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
  3. Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $223.76 to $224.75, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
  4. Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $223 to $223.75, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
  5. Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $224 to $224.50, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
  6. Except to the extent that the reporting person has a direct or indirect pecuniary interest in securities owned by the applicable trust, partnership or limited liability company, the reporting person disclaims beneficial ownership with respect to securities held in this manner. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.
  7. RRA&Z Holdings LLC ("RRA&Z") is the sole member of WildStar Partners LLC ("WildStar"). WildStar holds a 0.045% co-general partner interest in various Sands Family limited partnerships. The reporting person is a member and co-manager of RRA&Z.
  8. The reporting person disclaims beneficial ownership with respect to securities held in this manner, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.
  9. Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.
  10. 100% of this option has become exercisable.