Filing Details

Accession Number:
0001240340-11-000056
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-24 15:17:33
Reporting Period:
2011-02-23
Filing Date:
2011-02-24
Accepted Time:
2011-02-24 15:17:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
902274 Libbey Inc LBY Glass & Glassware, Pressed Or Blown (3220) 341559357
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1398732 S Jonathan Freeman 300 Madison Avenue
P.o. Box 10060
Toledo OH 43699-0060
Vp, Global Supply Chain No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-02-23 100 $1.07 69,617 No 4 M Direct
Common Stock Acquisiton 2011-02-23 5,096 $1.07 74,713 No 4 M Direct
Common Stock Acquisiton 2011-02-23 93 $10.13 74,806 No 4 M Direct
Common Stock Disposition 2011-02-23 100 $16.41 74,706 No 4 S Direct
Common Stock Disposition 2011-02-23 5,096 $16.39 69,610 No 4 S Direct
Common Stock Disposition 2011-02-23 1,304 $16.39 68,306 No 4 S Direct
Common Stock Disposition 2011-02-23 93 $16.37 68,213 No 4 S Direct
Common Stock Acquisiton 2011-02-23 1,304 $10.13 69,517 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-02-23 100 $16.41 100 $1.07
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-02-23 5,096 $16.39 5,096 $1.07
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-02-23 1,304 $16.39 1,304 $10.13
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-02-23 93 $16.37 93 $10.13
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,292 2010-02-12 2019-02-12 No 4 M Direct
5,196 2010-02-12 2019-02-12 No 4 M Direct
4,282 2011-02-11 2020-02-11 No 4 M Direct
4,189 2011-02-11 2020-02-11 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 9,141 Indirect by 401(k) plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non-Qualified Stock Option (right to buy) $15.35 2009-02-15 2018-02-15 4,333 4,333 Direct
Common Stock Non-Qualified Stock Option (right to buy) $17.00 2012-02-10 2021-02-10 3,443 3,443 Direct
Common Stock Non-Qualified Stock Option (right to buy) $18.61 2017-05-07 13,226 13,226 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-02-15 4,333 4,333 Direct
2021-02-10 3,443 3,443 Direct
2017-05-07 13,226 13,226 Direct
Footnotes
  1. The options become exercisable for 25% of the shares on each of the first, second, third, and fourth anniversary dates.
  2. There were 2 grants on May 7, 2007. The grant of 10,000 shares vest 100% on May 7, 2010. The grant of 3,226 shares vest 25% on May 7, 2008, May 7, 2009, May 7, 2010 and May 7, 2011.