Home > Insider Trading > Filing (0001628280-18-012668)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1702744	Simply Good Foods Co	SMPL	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1535662	Nomi Ghez	1225 17Th Street, Suite 1000 Denver CO 80202		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2018-10-17	8,333	$11.50	91,221	No	4	X	Direct
Common Stock	Disposition	2018-10-17	5,157	$0.00	86,064	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	X	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrants (Right to Buy)	Disposition	2018-10-17	8,333	$0.00	8,333	$11.50

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2017-08-06	2022-08-06	No	4	X	Direct

Footnotes

On October 4, 2018, the issuer announced that, pursuant to the warrant agreement and in connection with a notice of redemption of the warrants, the issuer elected to require that all of its publicly-traded warrants only be exercised on a cashless basis. Accordingly, holders of the warrants are deemed to pay the $11.50 exercise price by the surrender of 0.61885 of a share of common stock of the issuer that such holder would have been entitled to receive upon a cash exercise of such warrants. Therefore, by virtue of the cashless exercise of the warrants, the reporting person received 0.38115 of a share of the issuer's common stock for each warrant surrendered for exercise.
Represents shares withheld by the issuer to cover the exercise price of the warrants in the cashless exercise.