Home > Insider Trading > Filing (0001213900-18-014112)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1703038	Nrc Group Holdings Corp.	NRCG	()	4

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1519536	J Daniel Hennessy	3485 N. Pines Way, Suite 110 Wilson WY 83014	Yes	No	Yes	No
1597166	Hennessy Capital Llc	3485 N. Pines Way, Suite 110 Wilson WY 83014	No	No	Yes	No
1703210	Hennessy Capital Partners Iii Llc	3485 N. Pines Way, Suite 110 Wilson WY 83014	No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2018-10-17	1,920,000	$0.00	3,371,250	No	4	J	Indirect	See Footnote
Common Stock	Acquisiton	2018-10-17	1,920,000	$0.00	5,291,250	No	4	P	Indirect	See Footnote
Common Stock	Disposition	2018-10-17	126,953	$0.00	5,164,297	No	4	J	Indirect	See Footnote
Common Stock	Disposition	2018-10-17	5,164,297	$0.00	0	No	4	J	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Indirect	See Footnote
No	4	P	Indirect	See Footnote
No	4	J	Indirect	See Footnote
No	4	J	Indirect	See Footnote

Footnotes

As contemplated by the sponsor warrant exchange and share forfeiture agreement (the "Agreement"), dated June 25, 2018, between the registrant and Hennessy Capital Partners III LLC ("HCP"), 1,920,000 shares of common stock held by HCP were returned to the registrant for no consideration and cancelled. Hennessy Capital LLC is the managing member of HCP. Daniel J. Hennessy is the sole managing member of Hennessy Capital LLC. Consequently, Mr. Hennessy may be deemed the beneficial owner of the shares held by HCP and has sole voting and dispositive control over such securities.
Mr. Hennessy disclaims beneficial ownership except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
As contemplated by the Agreement, HCP exchanged 9,600,000 warrants of the registrant for 1,920,000 shares of the registrant's common stock
To facilitate the proposed business combination between the registrant and NRC Group Holdings, LLC, HCP agreed to forfeit these shares for the benefit of certain investors.
Represents the pro rata distribution of the shares of common stock of the registrant held by HCP to all of the members of the reporting person or their permitted transferees.