Filing Details
- Accession Number:
- 0001137774-18-000093
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-10-18 15:35:41
- Reporting Period:
- 2018-10-16
- Accepted Time:
- 2018-10-18 15:35:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1490286 | Tortoise Mlp Fund Inc. | NTG | Life Insurance (6311) | NJ |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 729057 | Prudential Insurance Co Of America | 751 Broad Street Newark NJ 07102 | No | No | Yes | No | |
| 1137774 | Prudential Financial Inc | 751 Broad St Newark NJ 07102 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Series G Mandatory Redeemable Preferred Stock | Acquisiton | 2018-10-16 | 880,000 | $25.00 | 880,000 | No | 4 | P | Indirect | By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person |
| 3.79% Senior Notes, Series P, Due October 16, 2023 | Acquisiton | 2018-10-16 | 10,500,000 | $10,500,000.00 | 0 | No | 4 | P | Indirect | By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person |
| 3.79% Senior Notes, Series P, Due October 16, 2023 | Acquisiton | 2018-10-16 | 9,500,000 | $9,500,000.00 | 0 | No | 4 | P | Indirect | By The Prudential Life Insurance Company Ltd., a wholly-owned subsidiary of the Reporting Person |
| 3.97% Senior Notes, Series Q, Due October 16, 2025 | Acquisiton | 2018-10-16 | 7,500,000 | $7,500,000.00 | 0 | No | 4 | P | Indirect | By Prudential Arizona Reinsurance Term Company, a wholly-owned subsidiary of the Reporting Person |
| 3.97% Senior Notes, Series Q, Due October 16, 2025 | Acquisiton | 2018-10-16 | 7,500,000 | $7,500,000.00 | 0 | No | 4 | P | Indirect | By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person |
| 4.02% Senior Notes, Series R, Due October 16, 2026 | Acquisiton | 2018-10-16 | 8,000,000 | $8,000,000.00 | 0 | No | 4 | P | Indirect | By Prudential Annuities Life Assurance Corporation |
| 4.02% Senior Notes, Series R, Due October 16, 2026 | Acquisiton | 2018-10-16 | 5,000,000 | $5,000,000.00 | 0 | No | 4 | P | Indirect | By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person |
| No | 4 | P | Indirect | By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person |
| No | 4 | P | Indirect | By The Prudential Life Insurance Company Ltd., a wholly-owned subsidiary of the Reporting Person |
| No | 4 | P | Indirect | By Prudential Arizona Reinsurance Term Company, a wholly-owned subsidiary of the Reporting Person |
| No | 4 | P | Indirect | By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person |
| No | 4 | P | Indirect | By Prudential Annuities Life Assurance Corporation |
| No | 4 | P | Indirect | By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person |
Footnotes
- Preferred stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
Billionaire Hedge Funds
