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Home > Insider Trading > Filing (0001493152-18-014614)

Filing Details

Accession Number:: 0001493152-18-014614
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-10-18 09:07:45
Reporting Period:: 2018-10-16

Accepted Time:: 2018-10-18 09:07:45
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
891417	Pen Inc.	PENC	Coating, Engraving & Allied Services (3470)	760273345

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1616892	E. Scott Rickert	701 Brickell Ave., Suite 1550 Miami FL 33441	Ceo, President, Chairman	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2018-10-16	5,774	$0.50	560,799	No	4	J	Direct
Class A Common Stock	Acquisiton	2018-10-16	13,333	$0.50	562,132	No	4	P	Indirect	See Footnote 1

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Direct
No	4	P	Indirect	See Footnote 1

Footnotes

Of the total holdings, 30,474 shares are held directly by the reporting person, and the balance are held indirectly through Rickert Family, Limited Partnership.