Filing Details
- Accession Number:
- 0001209191-18-055062
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2018-10-16 12:35:52
- Reporting Period:
- 2018-07-31
- Accepted Time:
- 2018-10-16 12:35:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1276533 | Nuveen Floating Rate Income Fund | JFR | () | CT |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 813913 | Columbus Of Knights | 1 Columbus Plaza New Haven CT 06510 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Preferred Stock 67072Tad0 | Disposition | 2017-01-13 | 4,000 | $1,001.00 | 51,000,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Preferred Stock 67072Tad0 | 55,000,000 | Direct |
Footnotes
- Knights of Columbus became a beneficial owner of these securities as of December 22, 2016, which made Knights of Columbus subject to Section 16 as a 10% holder based upon 90,200 shares of Term Preferred Shares outstanding as of January 31, 2017, as set forth in the issuer's financial statements contained in its semi-annual report to shareholders for the period ended January 31, 2017, as filed with the Securities and Exchange Commission on April 4, 2017.
Billionaire Hedge Funds
