Filing Details

Accession Number:
0000899243-18-026652
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-10-12 17:21:42
Reporting Period:
2018-10-10
Accepted Time:
2018-10-12 17:21:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1610532 Hortonworks Inc. HDP () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1229938 G Robert Bearden C/O Hortonworks, Inc.
5470 Great America Parkway
Santa Clara CA 95054
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-10-10 40,700 $20.47 122,352 No 4 S Indirect The Robert Gene Bearden, Jr. Family Trust
Common Stock Disposition 2018-10-11 40,700 $19.73 81,652 No 4 S Indirect The Robert Gene Bearden, Jr. Family Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect The Robert Gene Bearden, Jr. Family Trust
No 4 S Indirect The Robert Gene Bearden, Jr. Family Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,191,184 Direct
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by The Robert Gene Bearden, Jr. Family Trust.
  2. Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $19.72 to $22.19 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person of each separate price within the range.
  3. Represents the weighted average sale price for the entire number of shares sold. The sale prices range from to $19.15 to $20.34 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person of each separate price within the range.