Filing Details
- Accession Number:
- 0001437749-18-018248
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-10-12 16:35:24
- Reporting Period:
- 2018-10-12
- Accepted Time:
- 2018-10-12 16:35:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1434647 | Kempharm Inc | KMPH | Pharmaceutical Preparations (2834) | 205894398 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1638365 | C Travis Mickle | C/O Kempharm, Inc. 2500 Crosspark Road, Suite E126 Coralville IA 52241 | President & Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-08-30 | 32,172 | $0.00 | 1,679,978 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2018-08-30 | 18,139 | $0.00 | 1,698,117 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2018-10-12 | 5,000 | $2.55 | 1,703,117 | No | 4 | P | Direct | |
| Common Stock | Disposition | 2018-08-30 | 32,172 | $0.00 | 21,466 | No | 5 | G | Indirect | By Travis C Mickle & Christal M.M. Mickle TRS UA 4-30-09 TCM Family Trust, co-trustee with spouse |
| Common Stock | Disposition | 2018-08-30 | 18,139 | $0.00 | 123,217 | No | 5 | G | Indirect | By Travis C Mickle & Christal M.M. Mickle TRS UA 4-30-09 Mickle Family Trust, co-trustee with spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 4 | P | Direct | |
| No | 5 | G | Indirect | By Travis C Mickle & Christal M.M. Mickle TRS UA 4-30-09 TCM Family Trust, co-trustee with spouse |
| No | 5 | G | Indirect | By Travis C Mickle & Christal M.M. Mickle TRS UA 4-30-09 Mickle Family Trust, co-trustee with spouse |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 33,614 | Indirect | By spouse |
| Common Stock | 157,197 | Indirect | By Travis C Mickle 2015 Dynasty Trust dtd 7/21/15, by spouse as trustee |
| Common Stock | 243,880 | Indirect | By Christal M.M. Mickle 2015 Gift Trust dtd 7/21/15, as trustee |
| Common Stock | 17,050 | Indirect | By Mickle Investments LLC |
| Common Stock | 100,604 | Direct |
Footnotes
- The Reporting Person and his spouse are the managing members of Mickle Investments, LLC.
- Held jointly with spouse.
Billionaire Hedge Funds
