Filing Details

Accession Number:
0001141230-11-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-24 12:46:29
Reporting Period:
2011-02-22
Filing Date:
2011-02-24
Accepted Time:
2011-02-24 12:46:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
60751 Lubrizol Corp LZ Industrial Organic Chemicals (2860) 340367600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1141230 R Gregory Lewis Lubrizol Corp
29400 Lakeland Blvd
Wickliffe OH 44092
Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2011-02-22 2,560 $0.00 12,880 No 4 A Direct
Common Shares Disposition 2011-02-22 844 $109.35 12,036 No 4 F Direct
Common Shares Acquisiton 2011-02-22 800 $78.18 12,836 No 4 M Direct
Common Shares Disposition 2011-02-22 800 $113.40 12,036 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Nonqualified Stock Option (Right to Buy) Acquisiton 2011-02-22 2,100 $0.00 2,100 $109.35
Common Shares Nonqualified Stock Option (Right to Buy) Disposition 2011-02-22 800 $0.00 800 $78.18
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,100 2021-02-22 No 4 A Direct
800 2020-02-22 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 12 Indirect By 401(k) Plan
Footnotes
  1. This price represents the weighted average sale price of the common shares reported on this line. The range of sale prices for the transactions reported on this line is between $113.40 and $113.4070. The reporting person hereby undertakes to provide upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
  2. The amount of securities beneficially owned following the transaction includes deferred share units held in one or more deferred compensation plans of the issuer, which are payable in common shares, and common shares acquired pursuant to dividend reinvestment, exempt under Rule 16a-11.
  3. These options become exercisable on the first three anniversaries of the grant date as follows: 50% on the first anniversary, 25% on the second anniversary and 25% on the third anniversary.
  4. These options vested in three installments as follows: 50% on February 22, 2011, 25% on February 22, 2012, and 25% on February 22, 2013.