Filing Details

Accession Number:
0000899243-18-026577
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-10-11 17:57:45
Reporting Period:
2018-10-09
Accepted Time:
2018-10-11 17:57:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1610532 Hortonworks Inc. HDP () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1565530 E Scott Gnau C/O Hortonworks, Inc.
5470 Great America Parkway
Santa Clara CA 95054
Chief Technology Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-10-09 6,875 $22.58 342,200 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
  2. Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $22.32 to $22.96 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person of each separate price within the range.
  3. Reflects an adjusted total, which includes a purchase of 99 shares under the Hortonworks, Inc. 2014 Employee Stock Purchase Plan in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(c).