Filing Details

Accession Number:
0001437749-18-018137
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-10-10 20:05:25
Reporting Period:
2018-10-09
Accepted Time:
2018-10-10 20:05:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1266806 Second Sight Medical Products Inc EYES Electromedical & Electrotherapeutic Apparatus (3845) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1624919 Gregg Williams 12744 San Fernando Road
Suite 400
Sylmar CA 91342
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-10-09 10,458 $1.64 30,460,034 No 4 P Indirect See footnote
Common Stock Acquisiton 2018-10-10 15,875 $1.60 30,475,909 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
No 4 P Indirect See footnote
Footnotes
  1. Sam B Williams 95 GST Trust ("GST") acquired 5,229 shares of common stock on October 9, 2018 and 7,938 shares on October 10, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,229 shares of common stock on October 9, 2018 and 7,937 shares on October 10, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.
  2. Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.61 per share to $1.67 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.
  3. Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.585 per share to $1.62 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.
  4. After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 17,595,316 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 7,038,257 shares of common stock owned by GST.