Filing Details
- Accession Number:
- 0001144204-18-053124
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-10-10 11:12:54
- Reporting Period:
- 2018-10-08
- Accepted Time:
- 2018-10-10 11:12:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 315374 | Hurco Companies Inc | HURC | Industrial Instruments For Measurement, Display, And Control (3823) | 351150732 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1264628 | Michael Doar | One Technology Way Indianapolis IN 46268 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-10-08 | 450 | $18.13 | 95,733 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-10-08 | 450 | $44.99 | 95,283 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-10-09 | 4,922 | $18.13 | 100,205 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-10-09 | 4,422 | $44.51 | 95,783 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-10-09 | 500 | $45.19 | 95,283 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2018-10-08 | 450 | $0.00 | 450 | $18.13 |
| Common Stock | Stock Option (right to buy) | Disposition | 2018-10-09 | 4,922 | $0.00 | 4,922 | $18.13 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,550 | 2020-05-13 | No | 4 | M | Direct | |
| 4,628 | 2020-05-13 | No | 4 | M | Direct |
Footnotes
- Represents the sale of 450 shares in multiple transactions, ranging in price from $44.92 to $45.10 per share, resulting in a weighted average sale price of $44.9919. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- Represents the sale of 4,422 shares in multiple transactions, ranging in price from $44.17 to $45.005 per share, resulting in a weighted average sale price of $44.5076. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- Represents the sale of 500 shares in multiple transactions, ranging in price from $45.18 to $45.25 per share, resulting in a weighted average sale price of $45.194. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- Option vested in thirds on each of May 13, 2011, May 13, 2012 and May 13, 2013.
Billionaire Hedge Funds
