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Filing Details

Accession Number:: 0001213900-18-013715
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-10-09 21:45:15
Reporting Period:: 2017-12-28

Accepted Time:: 2018-10-09 21:45:15
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1491419	Livexlive Media Inc.	LIVX	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1480034	E. Jay Krigsman	C/O Livexlive Media, Inc 269 South Beverly Drive, Suite #1450 Beverly Hills CA 90212		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-12-28	9,000	$4.22	9,000	No	4	P	Indirect	Custodian of UTMA account for daughter
Common Stock	Disposition	2018-10-04	9,000	$0.00	0	No	4	J	Indirect	Former custodian of UTMA account for daughter
Common Stock	Acquisiton	2018-02-14	10,000	$3.90	10,000	No	4	P	Indirect	Custodian of UTMA account for daughter
Common Stock	Disposition	2018-10-04	10,000	$0.00	0	No	4	J	Indirect	Former custodian of UTMA account for daughter
Common Stock	Acquisiton	2018-06-11	11,998	$5.98	11,998	No	4	P	Indirect	Custodian of UTMA account for daughter
Common Stock	Disposition	2018-10-04	11,998	$0.00	0	No	4	J	Indirect	Former custodian of UTMA account for daughter
Common Stock	Acquisiton	2018-06-11	13,299	$6.00	13,299	No	4	P	Indirect	Custodian of UTMA account for daughter
Common Stock	Disposition	2018-10-04	13,299	$0.00	0	No	4	J	Indirect	Former custodian of UTMA account for daughter
Common Stock	Acquisiton	2018-07-11	10,000	$6.00	10,000	No	4	P	Indirect	Custodian of UTMA account for daughter
Common Stock	Disposition	2018-10-04	10,000	$0.00	0	No	4	J	Indirect	Former custodian of UTMA account for daughter
Common Stock	Acquisiton	2018-07-11	10,000	$5.98	10,000	No	4	P	Indirect	Custodian of UTMA account for daughter
Common Stock	Disposition	2018-10-04	10,000	$0.00	0	No	4	J	Indirect	Former custodian of UTMA account for daughter
Common Stock	Acquisiton	2018-09-24	2,521	$3.90	2,521	No	4	P	Indirect	Custodian of UTMA account for daughter
Common Stock	Disposition	2018-10-04	2,521	$0.00	0	No	4	J	Indirect	Former custodian of UTMA account for daughter
Common Stock	Acquisiton	2018-09-24	1,533	$3.57	1,533	No	4	P	Indirect	Custodian of UTMA account for daughter
Common Stock	Disposition	2018-10-04	1,533	$0.00	0	No	4	J	Indirect	Former custodian of UTMA account for daughter
Common Stock	Acquisiton	2018-09-25	7,500	$3.96	7,500	No	4	P	Indirect	Custodian of UTMA account for daughter
Common Stock	Disposition	2018-10-04	7,500	$0.00	0	No	4	J	Indirect	Former custodian of UTMA account for daughter
Common Stock	Acquisiton	2018-09-25	8,500	$3.93	8,500	No	4	P	Indirect	Custodian of UTMA account for daughter
Common Stock	Disposition	2018-10-04	8,500	$0.00	0	No	4	J	Indirect	Former custodian of UTMA account for daughter

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Custodian of UTMA account for daughter
No	4	J	Indirect	Former custodian of UTMA account for daughter
No	4	P	Indirect	Custodian of UTMA account for daughter
No	4	J	Indirect	Former custodian of UTMA account for daughter
No	4	P	Indirect	Custodian of UTMA account for daughter
No	4	J	Indirect	Former custodian of UTMA account for daughter
No	4	P	Indirect	Custodian of UTMA account for daughter
No	4	J	Indirect	Former custodian of UTMA account for daughter
No	4	P	Indirect	Custodian of UTMA account for daughter
No	4	J	Indirect	Former custodian of UTMA account for daughter
No	4	P	Indirect	Custodian of UTMA account for daughter
No	4	J	Indirect	Former custodian of UTMA account for daughter
No	4	P	Indirect	Custodian of UTMA account for daughter
No	4	J	Indirect	Former custodian of UTMA account for daughter
No	4	P	Indirect	Custodian of UTMA account for daughter
No	4	J	Indirect	Former custodian of UTMA account for daughter
No	4	P	Indirect	Custodian of UTMA account for daughter
No	4	J	Indirect	Former custodian of UTMA account for daughter
No	4	P	Indirect	Custodian of UTMA account for daughter
No	4	J	Indirect	Former custodian of UTMA account for daughter

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	92,021	Direct
Common Stock	838,225	Indirect	See Footnote

Footnotes

As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA").
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.03 to $4.25, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2.
On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares.
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.97 to $6.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 4.
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.00 to $6.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 5.
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.97 to $6.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 6.
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.97 to $5.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 7.
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.59 to $3.91, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 7.
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.60 to $3.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 7.
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.91 to $3.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 7.
The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes.
Represents shares held by the Krigsman Family Trust (the "Trust"), as the Reporting Person, a trustee of the Trust, holds shared voting and dispositive power over such shares. The Reporting Person disclaims beneficial ownership in such shares held by the Trust, except for his pecuniary interest therein.