Home > Insider Trading > Filing (0001209191-18-054548)

Filing Details

Accession Number:: 0001209191-18-054548
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-10-09 16:57:17
Reporting Period:: 2018-10-04

Accepted Time:: 2018-10-09 16:57:17
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1576942	Stitch Fix Inc.	SFIX	Services-Prepackaged Software (7372)	DE

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1091435	Mitchell Lasky	2965 Woodside Road Woodside CA 94062	No	No	Yes	No
1183234	Robert Kagle	2965 Woodside Road Woodside CA 94062	No	No	Yes	No
1190192	Alexandre Balkanski	2965 Woodside Road Woodside CA 94062	No	No	Yes	No
1190193	M Steven Spurlock	2965 Woodside Road Woodside CA 94062	No	No	Yes	No
1190211	Bruce Dunlevie	2965 Woodside Road Woodside CA 94062	No	No	Yes	No
1190213	Kevin Harvey	2965 Woodside Road Woodside CA 94062	No	No	Yes	No
1219230	H Peter Fenton	2965 Woodside Road Woodside CA 94062	No	No	Yes	No
1572685	Matt Cohler	2965 Woodside Road Woodside CA 94062	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2018-10-04	2,595,045	$0.00	2,595,045	No	4	C	Indirect	See footnote
Class A Common Stock	Acquisiton	2018-10-04	404,955	$0.00	404,955	No	4	C	Indirect	See footnote
Class A Common Stock	Disposition	2018-10-04	2,595,045	$0.00	0	No	4	J	Indirect	See footnote
Class A Common Stock	Disposition	2018-10-04	404,955	$0.00	0	No	4	J	Indirect	See footnote
Class A Common Stock	Acquisiton	2018-10-04	42,552	$0.00	81,676	No	4	J	Indirect	See footnote
Class A Common Stock	Disposition	2018-10-05	1,673	$26.46	80,003	No	4	S	Indirect	See footnote
Class A Common Stock	Disposition	2018-10-05	1,034	$27.61	78,969	No	4	S	Indirect	See footnote
Class A Common Stock	Disposition	2018-10-05	566	$28.47	78,403	No	4	S	Indirect	See footnote
Class A Common Stock	Acquisiton	2018-10-04	1,990	$0.00	1,990	No	4	J	Indirect	See footnote
Class A Common Stock	Acquisiton	2018-10-04	9,134	$0.00	9,134	No	4	J	Indirect	See footnote
Class A Common Stock	Acquisiton	2018-10-04	126,257	$0.00	126,257	No	4	J	Indirect	See footnote
Class A Common Stock	Disposition	2018-10-05	14,464	$0.00	111,793	No	5	G	Indirect	See footnote
Class A Common Stock	Acquisiton	2018-10-04	36,415	$0.00	36,415	No	4	J	Indirect	See footnote
Class A Common Stock	Disposition	2018-10-05	32,516	$26.36	3,899	No	4	S	Indirect	See footnote
Class A Common Stock	Disposition	2018-10-05	3,899	$27.19	0	No	4	S	Indirect	See footnote
Class A Common Stock	Acquisiton	2018-10-04	130,883	$0.00	254,717	No	4	J	Indirect	See footnote
Class A Common Stock	Disposition	2018-10-05	227,441	$26.36	27,276	No	4	S	Indirect	See footnote
Class A Common Stock	Disposition	2018-10-05	27,276	$27.19	0	No	4	S	Indirect	See footnote
Class A Common Stock	Acquisiton	2018-10-04	89,024	$0.00	215,634	No	4	J	Indirect	See footnote
Class A Common Stock	Disposition	2018-10-05	5,116	$26.46	210,518	No	4	S	Indirect	See footnote
Class A Common Stock	Disposition	2018-10-05	3,166	$27.61	207,352	No	4	S	Indirect	See footnote
Class A Common Stock	Disposition	2018-10-05	1,734	$28.47	205,618	No	4	S	Indirect	See footnote
Class A Common Stock	Acquisiton	2018-10-04	18,798	$0.00	37,597	No	4	J	Indirect	See footnote
Class A Common Stock	Acquisiton	2018-10-04	133,449	$0.00	266,446	No	4	J	Indirect	See footnote
Class A Common Stock	Acquisiton	2018-10-04	56,941	$0.00	113,666	No	4	J	Indirect	See footnote
Class A Common Stock	Disposition	2018-10-05	25,200	$26.42	88,466	No	4	S	Indirect	See footnote
Class A Common Stock	Acquisiton	2018-10-04	22,343	$0.00	44,686	No	4	J	Indirect	See footnote
Class A Common Stock	Acquisiton	2018-10-04	122,208	$0.00	122,208	No	4	J	Indirect	See footnote
Class A Common Stock	Acquisiton	2018-10-04	2,458	$0.00	2,458	No	4	J	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	See footnote
No	4	C	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	J	Indirect	See footnote
No	5	G	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	J	Indirect	See footnote

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Disposition	2018-10-04	2,595,045	$0.00	2,595,045	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2018-10-04	404,955	$0.00	404,955	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
14,205,480			No	4	C	Indirect
2,216,755			No	4	C	Indirect

Footnotes

Shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for BCP VII, Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and investment power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky, Steven M. Spurlock and Eric Vishria, the managing members of BCMC VII, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities).
Shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), as nominee for BCP VI, Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and investment power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities).
Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.
Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.
Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.
Shares are held by Steven M. Spurlock's family trust.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.98 to $26.82, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.29 to $28.27, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.31 to $28.76, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Shares are held by a limited partnership controlled by Alexandre Balkanski.
Shares are held by Alexandre Balkanski's family trust.
Shares are held by Matthew R. Cohler's family trust.
Shares are held by limited partnerships controlled by Bruce W. Dunlevie.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.81 to $26.81, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.815 to $27.38, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Shares are held by Bruce W. Dunlevie's family trust.
Shares are held by Peter H. Fenton's family trusts.
Shares are held by limited partnerships controlled by Kevin R. Harvey.
Shares are held by Kevin R. Harvey's family trust.
Shares are held directly by Robert C. Kagle.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.40 to $26.44, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Shares are held by a limited partnership controlled by Robert C. Kagle.
Shares are held by Mitchell H. Lasky's family trust.
Shares are held by a limited partnership controlled by Mitchell H. Lasky.
Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.
In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.
Not applicable.