Filing Details

Accession Number:
0001627515-18-000062
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-10-09 15:09:51
Reporting Period:
2018-10-05
Accepted Time:
2018-10-09 15:09:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1627515 Golub Capital Investment Corp N/A () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1311018 E Lawrence Golub C/O Golub Capital Investment Corporation
666 Fifth Avenue, 18Th Floor
New York NY 10103
Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2018-10-05 109,760 $15.00 1,821,627 No 4 P Indirect By GEMS Fund 4, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By GEMS Fund 4, L.P.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share 3,600,836 Indirect BY GEMS Fund, L.P.
Common Stock, Par Value $0.001 Per Share 1,012,907 Indirect By GCOP LLC
Footnotes
  1. Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 1,821,627.264 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.
  2. Due to his control of GEMS Fund, L.P., which directly owns 3,600,836.427 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund, L.P. except to the extent of his pecuniary interest therein.
  3. Due to his control of and ownership interest in GCOP LLC, which directly owns 1,012,906.814 shares of Common Stock, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.