Filing Details

Accession Number:
0001209191-18-054366
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-10-05 16:22:08
Reporting Period:
2018-10-03
Accepted Time:
2018-10-05 16:22:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
3545 Alico Inc ALCO Agricultural Production-Crops (100) 590906081
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1591442 734 Agriculture, Llc 410 Park Avenue
17Th Floor
New York NY 10022
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-10-03 524,795 $34.00 3,180,662 No 4 S Indirect By 734 Investors, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By 734 Investors, LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 20,000 Indirect By George R. Brokaw
Footnotes
  1. Represents sale of shares to Issuer pursuant to an issuer tender offer exempt under Rule 16b-3. On Oct. 4, 2018, Issuer announced that Issuer'stender offer expired at the end of the day on Oct. 3, 2018 and was oversubscribed and that the preliminary proration factor, which may bemodified, was approximately 14.16%. The number of shares shown as sold is based on application of this preliminary proration factor. The finalnumber of shares to be purchased pursuant to Issuer's tender offer by applying the final proration factor will be announced following completionof such determinations by the depositary. Upon such final announcement, if the actual number of shares purchased by Issuer that are to bereported by the Reporting Person is different from what is reported in this filing, the Reporting Person will file an amendment to this Form 4reporting the updated number of shares sold in the tender offer and the updated remaining number beneficially owned thereafter.
  2. The Reporting Person is the managing member of 734 Investors, LLC. The Reporting Person disclaims beneficial ownership of the Common Stock held by 734 Investors, LLC except to the extent of its pecuniary interest therein.
  3. George R. Brokaw has entered into an agreement with 734 Investors, LLC to vote his shares as directed by the 734 Investors, LLC. The Reporting Person disclaims beneficial ownership of the Company's Common Stock held by George R. Brokaw except to the extent of its pecuniary interest therein.