Filing Details

Accession Number:
0001209191-18-054321
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-10-04 18:54:27
Reporting Period:
2018-10-03
Accepted Time:
2018-10-04 18:54:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1652044 Alphabet Inc. GOOG () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1534753 Sundar Pichai C/O Alphabet Inc.
1600 Amphitheatre Pkwy
Mountain View CA 94043
Ceo, Google Llc Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2018-10-03 325 $1,212.00 857 No 4 S Direct
Class C Capital Stock Disposition 2018-10-03 1,108 $1,194.50 126,046 No 4 S Direct
Class C Capital Stock Disposition 2018-10-03 3 $1,195.00 126,043 No 4 S Direct
Class C Capital Stock Disposition 2018-10-03 1,919 $1,198.79 124,124 No 4 S Direct
Class C Capital Stock Disposition 2018-10-03 2,300 $1,199.70 121,824 No 4 S Direct
Class C Capital Stock Disposition 2018-10-03 1,700 $1,200.49 120,124 No 4 S Direct
Class C Capital Stock Disposition 2018-10-03 1,096 $1,197.88 119,028 No 4 S Direct
Class C Capital Stock Disposition 2018-10-03 400 $1,202.05 118,628 No 4 S Direct
Class C Capital Stock Disposition 2018-10-03 300 $1,204.27 118,328 No 4 S Direct
Class C Capital Stock Disposition 2018-10-03 849 $1,205.94 117,479 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Google Stock Units 8,844 Direct
Class C Google Stock Units 8,844 Direct
Class C Google Stock Units 85,415 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Option to Purchase Class A Common Stock $318.21 2022-04-04 8,646 8,646 Direct
Class A Common Stock Option to Purchase Class A Common Stock $218.56 2019-07-29 2,436 2,436 Direct
Class A Common Stock Option to Purchase Class A Common Stock $253.67 2020-08-04 1,459 1,459 Direct
Class C Capital Stock Option to Purchase Class C Capital Stock $316.94 2022-04-04 8,646 8,646 Direct
Class C Capital Stock Option to Purchase Class C Capital Stock $217.68 2019-07-29 2,436 2,436 Direct
Class C Capital Stock Option to Purchase Class C Capital Stock $252.65 2020-08-04 1,459 1,459 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-04-04 8,646 8,646 Direct
2019-07-29 2,436 2,436 Direct
2020-08-04 1,459 1,459 Direct
2022-04-04 8,646 8,646 Direct
2019-07-29 2,436 2,436 Direct
2020-08-04 1,459 1,459 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,193.80 to $1,194.79, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (7) to this Form 4.
  2. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,198.21 to $1,199.20, inclusive.
  3. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,199.21 to $1,200.20, inclusive.
  4. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,200.28 to $1,201.27, inclusive.
  5. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,197.14 to $1,198.13, inclusive.
  6. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,201.55 to $1,202.54, inclusive.
  7. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,205.56 to $1,206.55, inclusive.
  8. The Class A Google Stock Units (GSUs) entitle the Reporting Person to receive one share of Alphabet Inc. Class A Common Stock for each share underlying the GSU as GSU vests. The GSUs vest as follows: 1/72 of GSUs vested on May 25, 2013 and an additional 1/72 vests monthly thereafter until the GSUs are fully vested, subject to continued employment on such vesting dates.
  9. The Class C GSUs entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vests. The GSUs vest as follows: 1/72 of GSUs vested on May 25, 2013 and an additional 1/72 vest monthly thereafter until the GSUs are fully vested, subject to continued employment on such vesting dates.
  10. 1/16th of Class C GSUs vested on March 25, 2016, and an additional 1/16th will vest quarterly on the 25th day of the month until the GSUs are fully vested, subject to continued employment on such dates.
  11. Option is fully vested.