Filing Details

Accession Number:
0000921895-18-002707
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-10-04 17:49:43
Reporting Period:
2018-10-02
Accepted Time:
2018-10-04 17:49:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1021270 Famous Daves Of America Inc DAVE Retail-Eating Places (5812) 411782300
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1681614 Kanen Wealth Management Llc 10141 Sweet Bay Court
Parkland FL 33076
No No Yes No
1681743 David Kanen 10141 Sweet Bay Court
Parkland FL 33076
No No Yes No
1688522 Philotimo Fund, Lp 5850 Coral Ridge Drive, Suite 309
Coral Springs FL 33076
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-10-02 1,000 $6.41 1,239,916 No 4 P Indirect Kanen Wealth Management LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Kanen Wealth Management LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 55,505 Direct
Common Stock 283,083 Indirect The Philotimo Fund LLC
Footnotes
  1. Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 55,505 shares held in Mr. Kanen's account as described in footnote 3 below.
  2. Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in the purchase of these shares.
  3. Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), 1,578,504 shares of Common Stock, which represent approximately 17.4% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 1,295,421 shares of Common Stock held in customer accounts managed by KWM (including the 55,505 shares held in Mr. Kanen's account) and the 283,083 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 55,505 shares held in Mr. Kanen's account.