Filing Details

Accession Number:
0001209191-18-054263
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-10-04 16:51:06
Reporting Period:
2018-10-02
Accepted Time:
2018-10-04 16:51:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1607716 Vivint Solar Inc. VSLR Heating Equipment, Except Electric & Warm Air Furnaces (3433) 455605880
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1618793 Chance L. Allred 1800 West Ashton Blvd
Lehi UT 84043
Chief Sales Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-10-02 3,489 $1.00 173,040 No 4 M Direct
Common Stock Disposition 2018-10-02 3,489 $5.50 169,551 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2018-10-02 3,489 $0.00 3,489 $1.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
72,116 2023-08-18 No 4 M Direct
Footnotes
  1. The sales reported by Mr. Allred were effected pursuant to a Rule 10b5-1 trading plan.
  2. One-third of this option vests annually in five equal installments beginning 11/16/13. The remaining two-thirds of the outstanding options vest as follows: (1) one-half will vest if and upon the date that is the sooner of (a) 313 Acquisition LLC receives a return on its invested capital at a pre-established threshold or (b) the Company's aggregate equity market capitalization is equal to or greater than $1 billion on a date no sooner than 240 days after the commencement of this offering, and (2) one-half of the shares vest if and upon the date that 313 Acquisition LLC receives an additional return on its investment at a second pre-established threshold.