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Home > Insider Trading > Filing (0001488471-18-000009)

Filing Details

Accession Number:
0001488471-18-000009
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-10-03 19:03:23
Reporting Period:
2018-10-01
Accepted Time:
2018-10-03 19:03:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1579910 Resonant Inc RESN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1488471 A Jeffrey Killian C/O Resonant Inc.
110 Castilian Drive, Suite 100
Goleta CA 93117		 Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-10-01 12,500 $0.00 80,307 No 4 M Direct
Common Stock Disposition 2018-10-02 5,870 $3.69 74,437 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Show Other Fields >>
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2018-10-01 12,500 $0.00 12,500 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
100,000 No 4 M Direct
Footnotes
  1. Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. On October 1, 2018, 12,500 of the reporting person's restricted stock units were settled for an equal number of shares of common stock.
  2. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person to satisfy the reporting person's tax withholding obligations upon the vesting of restricted stock units.
  3. This transaction was executed in multiple trades at prices ranging from $3.64 to $3.79. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. 12,500 shares vest on the first business day of each calendar quarter until fully vested, with the first installment vesting on January 3, 2017.