Filing Details

Accession Number:
0001441816-18-000109
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-10-03 18:32:52
Reporting Period:
2018-10-01
Accepted Time:
2018-10-03 18:32:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1441816 Mongodb Inc. MDB () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1397383 Dev Ittycheria C/O Mongodb, Inc.
1633 Broadway, 38Th Floor
New York NY 10019
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2018-10-01 19,600 $0.00 158,394 No 4 C Direct
Class A Common Stock Disposition 2018-10-01 9,300 $79.04 149,094 No 4 S Direct
Class A Common Stock Disposition 2018-10-01 2,580 $80.18 146,514 No 4 S Direct
Class A Common Stock Disposition 2018-10-01 7,620 $81.03 138,894 No 4 S Direct
Class A Common Stock Disposition 2018-10-01 100 $81.71 138,794 No 4 S Direct
Class A Common Stock Disposition 2018-10-02 2,017 $75.24 136,777 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Employee Stock Option (Right to Buy) Disposition 2018-10-01 19,600 $0.00 19,600 $6.50
Class A Common Stock Class B Common Stock Acquisiton 2018-10-01 19,600 $0.00 19,600 $0.00
Class A Common Stock Class B Common Stock Disposition 2018-10-01 19,600 $0.00 19,600 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,636,981 2024-09-12 No 4 M Direct
35,564 No 4 M Direct
15,964 No 4 C Direct
Footnotes
  1. Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.
  2. The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  3. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $78.66 to $79.64, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  4. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $79.71 to $80.69, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  5. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $80.71 to $81.66, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  6. The transaction reported represents the sale of shares of Class A common stock to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units. This sale is a non-discretionary "sell to cover" transaction and does not represent a discretionary trade by the reporting person.
  7. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $75.12 to $75.24, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  8. Immediately exercisable and fully vested.