Filing Details

Accession Number:
0001040470-18-000051
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-10-03 17:57:38
Reporting Period:
2018-10-02
Accepted Time:
2018-10-03 17:57:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1040470 Aehr Test Systems AEHR Instruments For Meas & Testing Of Electricity & Elec Signals (3825) 942424084
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1197808 M Mario Rosati Aehr Test Systems
400 Kato Terrace
Fremont CA 94539
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-10-02 10,000 $0.89 13,701 No 4 M Direct
Common Stock Disposition 2018-10-02 10,000 $2.18 3,701 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2018-10-02 10,000 $0.00 10,000 $0.89
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-11-25 2018-10-25 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 151,016 Indirect By Trust
Common Stock 23,468 Indirect By Trust
Common Stock 22,500 Indirect See Footnote
Common Stock 27,000 Indirect By Managed Account
Footnotes
  1. Shares held by Mario M. Rosati, Trustee of the Mario M. Rosati Trust U/D/T dated January 5, 1990.
  2. Shares held by Mario M. Rosati and Danelle Storm Rosati, Trustees of the Rosati Family Trust U/D/T dated May 23, 1997.
  3. Shares held by WS Investment Company, LLC (2001A), for which Mr. Rosati is a general partner.
  4. One twelfth (1/12) of the total number of shares became exercisable on this date and an additional one twelfth (1/12) of the total number of shares became exercisable each month thereafter.