Filing Details

Accession Number:
0000899243-18-026078
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-10-03 17:25:34
Reporting Period:
2018-10-01
Accepted Time:
2018-10-03 17:25:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1655759 Arvinas Inc. ARVN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1207114 M Timothy Shannon 285 Riverside Avenue, Suite 250
Westport CT 06880
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-10-01 4,000 $16.00 55,398 No 4 P Direct
Common Stock Acquisiton 2018-10-01 4,989,554 $0.00 4,989,554 No 4 C Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 C Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Preferred Stock Disposition 2018-10-01 9,543,387 $0.00 2,936,426 $0.00
Common Stock Series B Preferred Stock Disposition 2018-10-01 4,462,837 $0.00 1,373,180 $0.00
Common Stock Series C Preferred Stock Disposition 2018-10-01 2,209,833 $0.00 679,948 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Reflects shares of the Issuer's Common Stock that were purchased in connection with the Issuer's initial public offering.
  2. On October 1, 2018, the Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock converted into Common Stock on a 3.25-for-one basis, upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date.
  3. These shares are held directly by Canaan IX L.P. The Reporting Person is a non-managing member of Canaan Partners IX LLC, the general partner of Canaan IX L.P. The Reporting Person does not have voting, investment or dispositive power over any of the shares directly held by Canaan IX L.P. and disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.